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CCO University
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Walter C. Zebrowski JD, CPA
CIO, Hedgemony Partners
Chairman, RCA
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Kevin O'Connor, JD
Associate Attorney General
U.S. Department of Justice
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Thomas Biolsi
Associate Regional Director, New York Region
Securities and Exchange Commission
Past Speaker
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Gene A. Gohlke, PhD, CPA
Associate Director
Office of Compliance Inspection and Examination
Securities and Exchange Commission
Past Speaker
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Meyer Eisenberg, JD
Deputy General Counsel & Director
Division of Investment Management (Former)
Securities and Exchange Commission
Past Speaker
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Andrew Shrimpton
Head of Hedge Fund Manager Supervision (Former)
Financial Services Authority
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Bruce Robson,
Manager, Asset Management Sector
Financial Services Authority
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William Meck, CPA
Senior Assistant District Administrator, Philadelphia District
Securities and Exchange Commission
Past Speaker
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Sherman G. Boone
Assistant Director, Office of International Affairs
Securities and Exchange Commission
Past Speaker
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Joan McKown, JD
Chief Counsel, Division of Enforcement
Securities and Exchange Commission
Past Speaker
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Patricia Cushing, CPA
Associate Director
National Futures Association
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Dan Driscoll
Executive Vice President and Chief Compliance Officer
National Futures Association
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Regina Thoele
Vice President of Compliance
National Futures Association
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Bernard Adams, Esquire
General Counsel & Chief Compliance Officer
ARX Investment Management
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Kip Allardt
Chief Compliance Officer
Discovery Capital Management
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Howard Altman, CPA
Co-Managing Principal
Rothstein Kass
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Marc Baum, JD
Managing Director & Chief Compliance Officer
Ramius Capital Group
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Peter Benson, PhD
Founding Member
Risk Metrics Group
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Gregg Berman, PhD
Founding Member
Risk Metrics Group
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Stephanie Breslow, JD
Partner
Schulte Roth & Zabel
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Timothy Clark, JD
Partner
Proskauer Rose
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Roderick Cruz, JD
Dechert
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Harry Davis, JD
Partner
Schulte Roth & Zabel
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Marie DeFalco, JD
Partner
Lowenstein Sandler
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Marc Elovitz, JD
Partner
Schulte Roth & Zabel
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Alan Fish, CPA
Partner
Ernst & Young
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Larry Friend, CPA
Partner, Pricewaterhouse Coopers (Retired)
Chief Accountant, Division of Investment Management, SEC (Former)
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Nathan Greene, JD
Partner
Shearman & Sterling
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Peter D. Greene, JD
Partner
Lowenstein Sandler
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Marcy Harris, JD
Partner
Schulte Roth & Zabel
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Steve Ku, CPA, CFO
Visium Asset Management
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Patricia Kuhn, JD
Shearman & Sterling
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Leslie Lake
Managing Director
Invus Financial Advisors, LLC
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Simon Lorne, JD
Vice Chairman and Chief Legal Officer
Millennium Partners
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Michael Lynch
Head of Operational Risk Management
Tremont Capital Management
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Donald MacNeal, CPA
Partner
Ernst & Young
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George Mazin, JD
Partner
Dechert
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Stephen McCaffrey, JD
Senior Counsel for Plans
National Grid Corporation
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Chris Mears, CPA
Principal
Rothstein Kass
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David Momborquette, JD
Partner
Schulte Roth & Zabel
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Rajni Narasi, JD
Vice President and Chief Compliance Officer
DKR Capital Partners
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Samer Ojjeh
Partner
Ernst & Young
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Dana Pawlicki, JD
Senior Vice President
Lehman Brothers
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Mark Polemini, JD
Chief Compliance Officer
Alexandra Investment Management
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Kirk Rule, JD
Chief Compliance Officer & Senior Counsel
TPG-Axon Capital
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Kevin Scanlan, JD
Partner
Dechert
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Mark Schein, JD
Chief Compliance Officer
York Capital, LLC
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Martin Schwartz, JD, CPA
Chief Compliance Officer
Millennium Partners
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Steven E. Siesser, JD
Partner
Lowenstein Sandler
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Steven M. Skolnick, JD
Partner
Lowenstein Sandler
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Rohan Small, CA, AABS
Partner
Ernst & Young
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Gary Stein, JD
Partner
Schulte Roth & Zabel
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Sung-Hee Suh, JD
Partner
Schulte Roth & Zabel
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Ashleigh Swayze, JD
Chief Operating Officer & General Counsel
Gleacher Partners
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Rob Sutton, JD
Schulte Roth & Zabel
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Nicholas Tsoudis, JD
Associate Director
Bear Stearns Asset Management
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Arthur Tully, CPA
Partner
Ernst & Young
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Steven A. Yadegari, JD
Senior Vice President & General Counsel
Cramer Rosenthal McGlynn
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Jill Zelenko, CPA
Chief Financial Officer /Chief Risk Officer
EnTrust Capital
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Matt Auriemma, CPA
Head of ODD
Barclays Global Investors
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Azam Aziz, JD
Partner
Shearman & Sterling
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Peter Bresnan, JD
Deputy Director of Enforcement (Former)
Securities and Exchange Commission
Past Speaker
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David Brown, JD
Bureau Chief
Division of Investment Protection (Former)
New York Office of Attorney General
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Myles Edwards, JD
General Counsel
Access International Advisors
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Helaine Dryden, JD
Chief Compliance Officer
JWM Partners
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Kenneth Gerstein, JD
Partner
Schulte Roth & Zabel
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Nancy Grimaldi, CPA
Managing Director
RSM McGladrey
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Adam Hakki, JD
Partner
Shearman & Sterling
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Ted Johann, JD
General Counsel
Botti Brown Asset Management
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Bruce Kahne, JD
General Counsel
EnTrust Capital
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Roseanne Kelly
Head of Investment Fund Listing
Irish Stock Exchange
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Shilpa Kotwal
Co-head of Operational Due Diligence
New Finance Capital
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Lloyd Lipsett, JD
SVP/ACG
Evergreen Investments
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Michael Lynch
Head of Operational Risk Management
Tremont Capital Management
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Eugene Major
CIO
Dunbar Capital
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Yolanda McCoy
Head Investment & Securities Division
CIMA
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Christopher P. Meyering, JD
General Counsel
Sciens Capital Management
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Daniel Munley, JD
Corporate Counsel
Cohen & Company
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Allison Nolan
Managing Director
Athena International Management
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Marran H. Ogilvie, JD
Partner & COO
Ramius Capital Group, LLC
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Thomas Quinn
COO
DiFiglia Capital Management
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Chris Rexworthy
Former Head of Supervision
Wholesale Investment Firms
Financial Service Authority, UK
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Walter Ricciardi, JD
Deputy Director, Division of Enforcement (Former)
Securities and Exchange Commission
Partner, Paul, Weiss, Rifkind, Wharton, & Garrison
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Eric Roper, JD
Partner
Gersten Savage
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Colin Sanderson, CA
Director
McGladrey & Pullen
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Peter Santori, JD
Chief Counsel, Market Regulation
National Association of Securities Dealers
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Aba Schubert, JD
General Counsel-Europe
Eton Park
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Amy Segal
Director of Operations
Crossfields Capital Management LLC
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Rex Staples, JD
General Counsel
North American Securities Administrators Association
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Brian J. Tsai
Chief Operating Officer
Equinox Partners
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Andrew Weir
ODD Manager
Stenham Advisors Plc
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Amy Yates
Managing Director
Highbridge Capital Management
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David B. Zales, JD
General Counsel
Tremblant Capital
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