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CCO University Faculty
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Walter Zebrowski JD, CPA
Chief Investment Officer, Hedgemony Partners
Chairman, Regulatory Compliance Association
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Kevin O'Connor, JD
Associate Attorney General
U.S. Department of Justice**
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Nora Dannehy, JD
Acting United States Attorney
District of Connecticut*
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Joan McKown, JD
Chief Counsel, Division of Enforcement
Securities and Exchange Commission*
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Robert Kaplan, JD
Assistant Director, Division of Enforcement
Securities and Exchange Commission*
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Gene Gohlke, PhD, CPA
Associate Director
Office of Compliance Inspection and Examination **
Securities and Exchange Commission*
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Thomas Biolsi
Associate Regional Director, New York Region
Securities and Exchange Commission**
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James Capezzuto, JD
North East Regional Office
Securities and Exchange Commission*
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Meyer Eisenberg, JD
Deputy General Counsel & Director
Division of Investment Management
Securities and Exchange Commission**
Professor of Law, Columbia University
Professor of Law, Willamette University
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Andrew Shrimpton
Head of Hedge Fund Manager Supervision**
Financial Services Authority
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Bruce Robson
Manager, Asset Management Sector
Financial Services Authority
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William Meck, CPA
Senior Assistant District Administrator, Philadelphia District
Securities and Exchange Commission**
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Sherman Boone
Assistant Director, Office of International Affairs
Securities and Exchange Commission*
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Sabeth Siddique
Manager, Credit Risk Division of Banking Supervision and Regulation
Board of Governors of the Federal Reserve System*
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Virginia Smith
Department of Labor, Director of Enforcement
Employee Benefits Security Administration (EBSA)
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Jonathan Kay
Department of Labor, Regional Director, New York Regional Office
Employee Benefits Security Administration (EBSA)
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Dan Driscoll
Executive Vice President and Chief Operations Officer
National Futures Association
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Patricia Cushing, CPA
Associate Director
National Futures Association
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Thomas Sexton
Senior Vice President and General Counsel
National Futures Association
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Regina Thoele
Senior Vice President of Compliance
National Futures Association
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Bernard Adams, JD
Principal
Adams Advisory Services
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Kip Allardt
Chief Compliance Officer
Discovery Capital Management
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Howard Altman, CPA
Co-Managing Principal
Rothstein Kass
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Matt Auriemma, CPA
Head of Operational Due Dilligence
Barclays Global Investors
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Marc Baum, JD
Partner and General Counsel
Offit Capital Advisors
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Gary Berger, CPA
Principal
Rothstein Kass
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Gus Black
Partner
Dechert
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Stephanie Breslow, JD
Partner
Schulte Roth & Zabel
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Vince Calcagno, CPA
Principal
Rothstein Kass
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James Cass
Vice President & Managing Director
SEI
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Timothy Clark, JD
Partner
Proskauer Rose
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Roderick Cruz, JD
Dechert
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Harry Davis, JD
Partner
Schulte Roth & Zabel
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Marie DeFalco, JD
Partner
Lowenstein Sandler
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Helaine Dryden, JD
General Counsel
Episteme Capital Partners
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Myles Edwards, JD
Counsel
Kent, Beatty, and Gordon
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Matthew Eisenberg, JD
Partner
Finn, Dixon & Herling
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Marc Elovitz, JD
Partner
Schulte Roth & Zabel
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Harold Finn, JD
Partner
Finn, Dixon & Herling
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Alan Fish, CPA
Partner
Ernst & Young
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Larry Friend, CPA
Partner, Pricewaterhouse Coopers (Retired)
Chief Accountant, Division of Investment Management, SEC**
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Richard Grandini
Managing Director
RSM McGladrey
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Nathan Greene, JD
Partner
Shearman & Sterling
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Peter Greene, JD
Partner
Lowenstein Sandler
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Roy Gurny
Managing Director
Ramius
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Marcy Harris, JD
Partner
Schulte Roth & Zabel
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John Iannotti
Executive Vice President
AIG Executive Liability, Errors & Omissions
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Jeffrey Kollin
Director of Financial Advisory Services
Rothstein Kass
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Steve Ku, CPA
Chief Financial Officer
Visium Asset Management
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Patricia Kuhn, JD
Shearman & Sterling
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Leslie Lake
Managing Director
Invus Financial Advisors, LLC
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Lloyd Lipsett, JD
Senior Vice President / Associate General Council
Evergreen Investments
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Lawrence Levine, CPA
Director, Financial Advisory Services
RSM McGladrey
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Simon Lorne, JD
Vice Chairman and Chief Legal Officer
Millennium Partners
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Desmond Low-Kum
Senior Manager, Operation Risk Management & Compliance
Stanford Management Company
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Michael Lynch
Head of Operational Risk Management
Fauchier Partners
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Donald MacNeal, CPA
Partner
Ernst & Young
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Richard Maloy
Certified Insurance Counselor, Certified Risk Manager, and Chief Executive Officer
Maloy Risk Services
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Phil Masterson, JD
Managing Director
SEI
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George Mazin, JD
Partner
Dechert
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Stephen McCaffrey, JD
Senior Counsel for Plans
National Grid Corporation
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Yolanda McCoy
Head Investment & Securities Division
Cayman Islands Monetary Authority (CIMA)
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Mary McIvor
AIG
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Chris Mears, CPA
Principal
Rothstein Kass
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David Momborquette, JD
Partner
Schulte Roth & Zabel
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Daniel New
Senior Manager
Ernst & Young
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Samer Ojjeh
Partner
Ernst & Young
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Michael Oates, CPA
Principal
Rothstein Kass
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Matthew Oliver, JD
Partner
Lowenstein Sandler
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Stuart Pearce
CEO and Director General
Qatar Financial Centre Authority
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Ingrid Pierce, LLB (Hons)
Partner
Walkers
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Mark Polemeni, JD
Chief Compliance Officer
Alexandra Investment Management
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Eric Roper, JD
Partner
Gersten Savage
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Uzi Rosha, JD
Chief Compliance Officer
CarVal Investors
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Kirk Rule, JD
Chief Compliance Officer & Senior Counsel
TPG-Axon Capital
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Kevin Scanlan, JD
Partner
Dechert
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Mark Schein, JD
Chief Compliance Officer
York Capital
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Martin Schwartz, JD, CPA
Chief Compliance Officer
Millennium Partners
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Sal Shah, CPA
Partner
McGladrey & Pullen
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Steven Siesser, JD
Partner
Lowenstein Sandler
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Steven Skolnick, JD
Partner
Lowenstein Sandler
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Rohan Small, CA, AABS
Partner
Ernst & Young
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Gary Stein, JD
Partner
Schulte Roth & Zabel
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Sung-Hee Suh, JD
Partner
Schulte Roth & Zabel
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Ashleigh Swayze, JD
Chief Operating Officer & Chief Compliance Officer
Gleacher Fund Advisors
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Rob Sutton, JD
Partner
Kirkland & Ellis
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John Thomas, CPA
Managing Director & Senior Compliance Officer
BNY Mellon Asset Management
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Phillip Thorpe
Chairman and CEO
Qatar Financial Centre Regulatory Authority
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Nicholas Tsoudis, JD
Associate Director
Bear Stearns Asset Management
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Arthur Tully, CPA
Partner
Ernst & Young
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Robert Van Grover, JD
Partner
Seward & Kissel
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Christopher Wells, JD
Partner
Proskauer Rose
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Steven Yadegari, JD
Senior Vice President & General Counsel
Cramer Rosenthal McGlynn
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Azam Aziz, JD
Partner
Shearman & Sterling
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Gregg Berman
RiskMetrics Group
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Peter Bresnan, JD
Deputy Director of Enforcement
Securities and Exchange Commission**
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David Brown, JD
Bureau Chief
Division of Investment Protection
New York Office of Attorney General**
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John Budzyna
Managing Director
Deutsche Bank**
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Daniel Byrne, CPA, JD, LLM
Tax Principal
Rothstein Kass
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Ian Davies
Vice President
J.P. Morgan Asset Management
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Steven Felsenthal, JD, LLM
General Counsel & Chief Compliance Officer
Millburn Ridgefield Corporation
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Victor Frye
Chief Compliance Officer
ProFunds
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Clem Geraghty
Head of Compliance (Europe)
Millennium Capital Partners
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Kenneth Gerstein, JD
Partner
Schulte Roth & Zabel
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Adam Hakki, JD
Partner
Shearman & Sterling
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Ted Johann, JD
General Counsel
Botti Brown Asset Management
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Bruce Kahne, JD
General Counsel
EnTrust Capital
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Roseanne Kelly
Head of Investment Fund Listing
Irish Stock Exchange
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Shilpa Kotwal
Co-head of Operational Due Diligence
New Finance Capital
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Erica Laudano, JD
Sherman & Sterling
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Eugene Major
Chief Investment Officer
Dunbar Capital Management
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Christopher Meyering, JD
General Counsel
Sciens Capital Management
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Daniel Munley, JD
Corporate Counsel
Cohen & Company
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Ross Munro
Partner
Harney Westwood & Riegels
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Allison Nolan
Managing Director
Athena International Management
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Marran Ogilvie, JD
Partner & Chief Operating Officer
Ramius Capital Group
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Dana Pawlicki, JD
Senior Vice President
Global Head of Private Equity Fund Origination and Project Management
Neuberger Berman's Alternative Advisory & Placement Group
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Thomas Quinn
Chief Operating Officer
DiFiglia Capital Management
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Chris Rexworthy
Head of Supervision
Wholesale Investment Firms
Financial Service Authority, UK**
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Colin Sanderson, CA
Director
McGladrey & Pullen
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Peter Santori, JD
Chief Counsel, Market Regulation
National Association of Securities Dealers
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Aba Schubert, JD
General Counsel-Europe
Eton Park
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Amy Segal
Director of Operations
Crossfields Capital Management LLC
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James Shannon
Chief Compliance Officer & Chief Operating Officer,
Private Advisors
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Jeffrey Shapiro, JD
Member
Lowenstein Sandler
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Navin Sharma
Vice President, Risk Management
OppenheimerFunds
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Melissa Slade
Senior Manager, Compliance
National Futures Association
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James Tomeo
Chief Operating Officer and Senior Portfolio Manager
SSARIS Advisors (a State Street Global Alliance Company)
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Brian Tsai
Chief Operating Officer
Equinox Partners
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Sherri Venokur
Partner
Lowenstein Sandler
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Andrew Weir
Manager, Operational Due Dilligence
Stenham Advisors Plc
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Amy Yates
Managing Director
Highbridge Capital Management
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David Zales, JD
General Counsel
Tremblant Capital
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Jill Zelenko, CPA
Chief Financial Officer / Chief Risk Officer
EnTrust Capital
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* Past Speaker
** Former
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