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  Regulatory Compliance Association

The Regulatory Compliance Association (RCA) is a non profit organization that provides firms with an all inclusive resource to effectively manage the escalating Operational Risk Management and Compliance environment.   Members include: Compliance Operations, Technology and Risk Management professionals.

The focus of the RCA is three-fold:
  • To serve as an Operational Risk Management and Compliance educational resource and forum for COOs, CFOs, CCOs, GCs, CROs, compliance officers, operations personnel, Risk and Asset Management professionals, attorneys, and CPAs;

  • To maintain the CCO University which provides the necessary professional developement for compliance officers and operations personnel to stand at the forefront of best practices in Operational Risk Management and Compliance;

  • To establish and maintain professional standards for the Operational Risk Management and Compliance profession.


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